The Mechanics of Public Company Stock Ownership and Voting

Proxy Plumbing refers to the system that handles the flow of proxy votes—basically, how shareholder votes are collected and delivered for corporate elections. Broadridge, a key player in this space, acts as the backbone of this infrastructure. Broadridge ensures that shareholders receive ballots and cast votes, and that those votes are accurately counted and reported back to companies. In short, Broadridge keeps the entire proxy voting process efficient, transparent, and compliant, so shareholders’ voices are heard in corporate decision-making. 

Key Takeaways

• Learn the basics of public company share ownership. 
• Gain expertise and fluency in the shareholder meeting process. 
• Master the investor communications ecosystem.

CLE Information (Pending Approval)
1.5 Credits in Areas of Professional Practice
Transitional/Non-Transitional

Speaker:

• Matthew Criscenzo, Vice President, Broadridge

Moderator:

• Ron Lord, Vice President, Broadridge